SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Ries Karen

(Last) (First) (Middle)
520 LAKE COOK ROAD

(Street)
DEERFIELD IL 60015-5611

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2024
3. Issuer Name and Ticker or Trading Symbol
Fortune Brands Innovations, Inc. [ FBIN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, Par Value $0.01 3,486(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options (Right to Buy) (2) 02/26/2034 Common Stock 2,631 79.83 D
Explanation of Responses:
1. Includes 3,486 restricted stock units previously awarded to the reporting person that vest in annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
2. The options vest in three equal annual installments beginning on February 28, 2025.
/s/ Angela M. Pla, Attorney-in-Fact for Karen Ries 03/04/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
EX-24.1

LIMITED POWER OF ATTORNEY

 

I, Karen Ries, hereby constitute and appoint

HIRANDA S. DONOGHUE and ANGELA M. PLA, with full

powers of substitution or revocation, to serve as

my Attorneys-In-Fact and Agents to exercise the

powers and discretions set forth below:

 

1.
To execute on my behalf any and all Securities

and Exchange Commission ("SEC") (i) Forms 3, 4

and 5 in accordance with Section 16 of the

Securities Exchange Act of 1934, as amended (the

"Exchange Act"), and the rules thereunder,

relating to the disclosure of my beneficial

ownership of securities in Fortune Brands

Innovations, Inc. (the "Company") and (ii) Forms

144 in accordance with the Securities Act of

1933, as amended (the "Securities Act"), and

the rules thereunder, relating to my transactions

in the securities of the Company; and

 

2.
Do and perform any and all acts for and on

behalf of the undersigned which may be necessary

or desirable to complete and execute any such

Form 3, 4, 5 or Form 144 and timely file such

form with the SEC and any stock exchange or

similar authority and take any other action of

any type whatsoever in connection with the

foregoing which, in the opinion of such

attorneys-in-fact, may be of benefit to, in the

best interest of, or legally required by, the

undersigned.

 

The undersigned hereby grants to each such

attorneys-in-fact full power and authority to

do and perform any and every act and thing

whatsoever requisite, necessary, or proper to

be done in the exercise of any of the rights

and powers herein granted, as fully to all

intents and purposes as the undersigned might

or could do if personally present, with full

power of substitution or revocation, hereby

ratifying and confirming all that such attorneys-

in-fact shall lawfully do or cause to be done by

virtue of this Power of Attorney and the rights

and powers herein granted. The undersigned

acknowledges that the foregoing attorneys-in-fact,

in serving in such capacity at the request of the

undersigned, are not assuming, nor is the Company

assuming, any of the undersigned's

responsibilities to comply with Section 16 of the

Securities Exchange Act or Rule 144 of the

Securities Act.

 

This Power of Attorney shall at all times be

binding with respect to all actions taken by the

attorneys-in-fact in accordance with the terms of

this Power of Attorney. The powers granted by

this Power of Attorney shall begin on February 22,

2024 and shall continue in full force and effect

until the undersigned is no longer required to file

Section 16 Reports with respect to the equity


securities of the Company, unless earlier revoked

by the undersigned in a signed writing delivered to

the foregoing attorneys-in-fact.

 

I, Karen Ries, executed this Limited Power of Attorney

on this 22nd day of February 2024.

 

/s/ Karen Ries

Karen Ries